- Andreas Dombret: On the prospects of growing electronification in the capital markets
News · 24 April 2016
In his April 2016 address, Dr. Andreas Dombret explores the "electronification" of capital markets, emphasizing that while digital innovation offers immense opportunities for efficiency, it does not…
- Rio: monitoring of fast-paced electronic markets
Solution, Proof of concept (POC) · 12 April 2023
Rio is a live monitoring tool connecting to multiple FX trading venues and analysing activity as it occurs. By using data streaming technology as a real-time digital assembly line, market…
- Structured finance: complexity, risk and the use of ratings
Report · 13 June 2005
BIS Quarterly Review | June 2005 | 13 June 2005by Ingo Fender and Janet MitchellPDF full text (80kb) | 14 pagesThis article reviews the principal features of structured finance instruments. Key to…
- Cloud-Based Financial Analytics, RegTech & Reporting Platform
Solution · 1 July 2021
The CMA partnered with Innova Limited and 15 capital market stakeholders in Kenya (Actuaries, Fund and Unit Trust Managers, Investment Banks, Custodians and Regulators) between 2019 and 2021 with the…
- ASIC Data Strategy 2021–26
Strategy · 31 August 2022
ASIC's Data Strategy 2021–2026 outlines the authority's vision to fully harness their data assets and analytics capabilities, empowering people to put data into action and enabling data-informed…
- Building trust and confidence: ASIC priorities
Speech · 1 June 2016
In a speech at the Annual Stockbrokers Conference in Melbourne on 2 June 2016, Greg Medcraft, Chairman of the Australian Securities and Investments Commission, emphasised that trust and confidence…
- The Market Analysis and Intelligence (MAI) system
Solution · 24 November 2013
The Australian Securities and Investments Commission (ASIC) Market Analysis and Intelligence (MAI) system is an advanced, high-speed surveillance tool used by ASIC to monitor Australian financial…
- The promises and pitfalls of SupTech for corporate governance-related enforcement
Report · 1 June 2021
Digital technologies and data hold the potential to automate and improve the efficiency and effectiveness of regulatory and supervisory processes, which have become increasingly complex given the…
- The Role of Big Data, Machine Learning, and AI in Assessing Risks: A Regulatory Perspective
Report, Speech · 17 August 2018
Artificial Intelligence, perhaps better known by its two-letter acronym “AI,” has been the fodder of science fiction writing for decades. But the technology underlying AI research has recently found…
- Electronically Advanced Submission interface (EASi) platform
Solution · 21 September 2020
The EASi platform (Electronically Advanced Submission interface) is a suptech solution developed by SQL Power to automate the end-to-end regulatory lifecycle. Locally implemented for the Trinidad and…
- SQL Power implementation revolutionizes securities regulation in Trinidad and Tobago with launch of new EASi Platform
News · 21 September 2020
SQL Power announced the implementation of its supervisory platform, the SQL Power Suite, at the Trinidad and Tobago Securities and Exchange Commission (TTSEC) in September 2020, marking a major step…
- Tool for integrated capital market surveillance (PSX–SECP Market Monitoring System)
Solution, News · 23 September 2025
The PSX–SECP Market Monitoring System is an integrated surveillance framework established through a 2025 Memorandum of Understanding between the Pakistan Stock Exchange (PSX) and the Securities and…
- FSS to expand English DART contents and launch English Open DART
News, Open Data · 11 February 2025
Korea's Financial Supervisory Service (FSS) launched an upgraded version of its English DART (electronic disclosure) platform on February 10, featuring expanded English content and a new open data…
- Launch of ‘Bond Central’ - A Centralised Database Portal for Corporate Bonds
News · 28 February 2025
SEBI has introduced the centralised database portal for corporate bonds, which the Online Bond Platform Providers Association developed in collaboration with market infrastructure institutions. The…
- IOSCO concludes Thematic Review on Technological
Challenges to Effective Market Surveillance
Survey, Report · 19 February 2025
IOSCO's Thematic Review found that most market authorities have made significant progress in addressing technological challenges to market surveillance. Still, some regulators lack the necessary…
- Amando M Tetangco, Jr: Prospects for and developments in the Philippine banking system
Speech · 5 October 2015
He explains that ASEAN integration is a long-running process that will create a unified regional market, requiring strong domestic banking systems, deeper capital markets, and robust financial…
- Bangladesh takes first steps towards iXBRL adoption
News, Standard or Guidance · 7 October 2025
The Bangladesh Securities and Exchange Commission (BSEC) has taken a major step towards modernising financial reporting by initiating the adoption of Inline XBRL (iXBRL). In a high-level meeting last…
- Pakistan Stock Exchange pilots surveillance system
Solution, News · 9 April 2020
In March 2020, the Pakistan Stock Exchange (PSX), in close coordination with the Securities and Exchange Commission of Pakistan (SECP), successfully completed the pilot run of its new surveillance…
- Financial Technology and African Capital Markets Post COVID-19
This article considers the impact of the COVID-19 pandemic on African capital markets. It highlights the challenges and examines the opportunities presented by the crisis. Looking particularly at…
- XBRL-Enabled, Excel or PDF? The Effects of Exclusive Technology Choice on the Analysis of Financial Information
Report · 22 June 2011
U.S. adoption of search-facilitating technology has been slow and several constituencies question whether investors will choose to use the XBRL-formatted information the Securities and Exchange…
- The Architecture of Securities Market Supervision Before and after the Crisis
Report · 23 July 2012
Which is the current state of the securities market supervision architectures? The recent financial Crisis has forcefully demonstrated that the financial services markets are deeply integrated…
- Implications of Germany’s Electronic Securities Act for Supervisory Technology
Report · 8 November 2021
Digital transformation requires a holistic approach; every step in a transformation should ultimately contribute to a big picture reflecting an acceptable balance among digital blocks and pixels.…
- FSCA publishes Its Regulatory Strategy for 2025 - 2028
News · 6 May 2025
The Financial Sector Conduct Authority (FSCA) has launched its Regulatory Strategy for 2025–2028, reaffirming its commitment to fair outcomes for customers, tackling misconduct, promoting innovation…
- Data lakehouse architecture (Banco de España BigCIR Project)
Solution · 1 June 2023
As part of its 2020‑2024 strategic plan, Banco de España redesigned its information management processes, moving from siloed systems and ageing architecture to a modern data lakehouse built on…
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