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Use case

Compliance self-assessment tools

Provide interactive checklists, dashboards, or AI-powered forms that enable institutions to assess and report on their own compliance status

7 curated resources

Latest resources

  • Namfisa Electronic Regulatory System (ERS)

    Solution · 31 March 2016

    The NAMFISA Electronic Regulatory System (ERS) is a web-based platform that allows entities to submit regulatory applications, notifications, and returns online. The ERS system is designed to…

  • Market Entity Compliance System (MECS)

    Solution · 30 June 2015

    The Market Entity Compliance System (MECS) is a web based portal developed by the Australian Securities and Investments Commission as part of its Flexible Advanced Surveillance Technologies (FAST)…

  • SEC AInnovation: AI-Powered Regulatory Chatbot for Public Assistance

    Solution · 2 June 2025

    "SEC AInnovation" is an AI-powered chatbot launched by the Philippines Securities and Exchange Commission on 2 June 2025 to provide real-time assistance on regulatory queries in English, Filipino…

  • Regulatory Sandbox

    Accelerator / Incubator · 27 March 2025

    The FCA’s Regulatory Sandbox allows firms to test innovative financial products, services, or business models in a controlled environment with real customers under regulatory oversight. It helps…

  • Risk analyser

    Solution · 16 November 2023

    This platform employs AI to sift through extensive documents related to a supervised firm, offering targeted insights about the firm to FSRA supervisors. These insights assist in FSRA’s assessment…

  • Advanced SupTech Engine for Risk-Based Compliance (ASTERisC*)

    Solution

    ASTERisC* is an AI-driven Suptech engine developed by BSP, designed to provide real-time monitoring, risk assessment, and compliance validation across the financial sector. ASTERisC* is a cloud-based…

  • SEC AInnovation

    Solution · 4 June 2025

    The Philippines SEC has launched "SEC AInnovation," an AI-powered chatbot providing real-time assistance on regulatory queries in English, Filipino, and Bisaya. The platform synthesises legal…