EU Regulation and Supervision of Securities Business: A Critical Analysis of the Challenges Faced by the National Competent Authorities of Small EU and EEA EFTA Member States

EU Regulation and Supervision of Securities Business: A Critical Analysis of the Challenges Faced by the National Competent Authorities of Small EU and EEA EFTA Member States

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EU Regulation and Supervision of Securities Business: A Critical Analysis of the Challenges Faced by the National Competent Authorities of Small EU and EEA EFTA Member States

The paper aims at identifying the main challenges faced by the National Competent Authorities responsible for securities regulation and supervision of small EU and EEA EFTA Member States (SNCAs), within the context of the existing EU regulatory and supervisory framework.

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